1996.07.23_TC_Minutes_SpecialS + ,
TOWN OF HIGHLAND BEACH
TOWN COMMISSION
MINUTES - SPECIAL MEETING
Tuesdav, Julv 23, 1996 ____ 1:30 P.M.
Mayor Arlin G. Voress called the Special Meeting to order in
Commission Chambers at 1:30 P.M., stating its purpose was to
discuss Town Hall Renovation/Expansion.
Town Clerk Doris Trinley called the roll. The Mayor, Vice Mayor
John F. Rand, and Commissioners Arthur Eypel, David Augenstein and
Thomas J. Reid were present.
Town Attorney Thomas E. Sliney and Town Manager Mary Ann Mariano
were also present, as were members of the general public.
Charles F. Schoech, Esq. of Caldwell & Pacetti, and Peter
Czajkowski of Stifel, Nicolaus & Co. were in attendance to answer
questions regarding legal and financial aspects respectively,
pertaining to Certificates of Participation (COP) method as a
alternative vehicle to having to go to referendum as set forth in
Section 2.01(41) of the Town Charter, should the Commission decide
to go forward with the project.
Mayor Voress first asked Town Manager Mariano to distribute and
review revised construction and referendum timeframes, which was
done. Ms. Mariano noted that the revisions consisted only of
additional information in the construction award timeframe,
advising that there was but one architectural firm (Stofft), which
had submitted the necessary materials to be placed in consideration
for the project. Regarding the funding timeline, previously
transmitted, Ms. Mariano said all dates were on target. (Copies of
timeframes attached to and made part of these Minutes.)
Ms. Mariano then advised that the Financial Advisory Board, in a
meeting held this date at 9:30 A.M., had recommended that if the
Town Commission decided in favor of the project, the total cost of
approximately $1 million, plus financing costs, be borrowed, using
the Certificates of Participation method for a 15-year period
rather than a 10-year period.
Town Attorney Sliney noted for the record that the Town Commission
had basically two (2) options, i.e., go to referendum under the
Section 2.01(41) of the Charter, or use a Certificates of
Participation method in lieu thereof. He then requested Attorney
Schoech to explain the legalities of the COP method.
Attorney Schoech concurred with the Town Attorney's remarks, first
addressing legal requirements of general obligation bonds
(referendum). He said that because financing would continue in
Town Commission
Special Meeting - Minutes
July 23, 1996 Page 2 of 6
excess of one (1) year, the law requires that if you pledge the
"full faith and credit of the community" (the bonds), then a
referendum would be required and citizens would have to deliver a
favorable vote on the issue. Regarding the wording of the bond
ballot question, Mr. Schoech said the nature, amount and purpose of
the financing must be identified; other issues, which have already
been addressed in the proposed draft question, include the length
of time of financing and the interest rate (usually "not to exceed
the maximum rate allowed by law").
Mr. Schoech noted that all this information must by law be included
in ballot language of 75 words maximum, and gave an example of how
it might be done. However, referring to the Charter language,
which specifically speaks to any expenditure over $350,000 in any
given fiscal year having to go to referendum, he said this might
have to be considered as another, separate ballot question which
would have to be put to the voters, because the 75-word constraint
would not allow this specific question to be included in the draft
ballot language. Mr. Schoech's example was, "Shall the Town expend
in excess of $350.000 in fiscal year 96/97 for the Municipal
Complex expansion?"
• The problem with having to add this second specific question, Mr.
Schoech advised, would be the possibility of only one of the
questions receiving majority favorable vote, thus creating a "Catch
22" situation, i.e., the $1 million bond issue might be the sole
approved ballot question, and become revenue for the Town, but only
$350,000 would be allowed to be spent in any fiscal year. It was
Mr. Schoech's recommendation that two (2) questions not be
considered, saying that there would be no purpose in approving the
bond issue if the monies could not be expended. He further said
that if the Commission decided to go to referendum, the draft
ballot language could be amended to make it clear that if the bond
issue were approved, the monies were planned to be spent in fiscal
year 1996/1997.
Attorney Schoech noted that if the Commission wanted to go forward
with the project, but did not wish to take the time to go through
the electorate process, then the Certificates of Participation
method was a viable alternative to be considered.
Under the COP method, Mr. Schoech advised, because the "full faith
and credit" (general obligation bonds) of the municipality would
not be pledged, a referendum would not be needed; also, because in
any given fiscal year the lease/purchase payments to a not-for-
profit public building corporation, which will own the facilities,
would be less than the $350, 00, the terms of Section 2.01 (41) would
not be violated.
• Town Commission
Special Meeting - Minutes
July 23, 1996 Page 3 of 6
Mr. Schoech assured the Commission that both procedures are done
routinely throughout the State. Under the COP method, a legal
method of financing approved by the IRS, it would be necessary to
create a not-for-profit corporation which would own the facilities
and to which the lease/purchase payments would be made. Mr.
Schoech advised that the Palm Beach County Governmental Center was
built using the COP.
Lengthy discussion followed Mr. Schoech's remarks, with the
Commission posing numerous legal, financial and technical
questions. During this time, Ms. Mariano advised that the proposed
1996/1997 fiscal budget included appropriate expenditure, revenue
and expense figures to accommodate the project should the
Commission decide to employ the COP method; however, should the
Commission decide to go to referendum, the budget would simply be
amended to reflect this action. Also during discussion, it was
suggested by Mr. Czajkowski that should the Town consider the COP
method, it be done on a "lease/lease back" basis, rather than a
"lease/purchase," as this would eliminate the need of title
transfer.
Commissioner Reid then gave an outline of the COP method, as
• presented by Mr. Czajkowski during the FAB meeting held this
morning.
Responding to Vice Mayor Rand's question regarding how monies
raised by the Library Foundation toward the cost of the Library's
share of renovation/expansion, at this time an unknown amount,
could be differentiated from the $1 million proposed to be borrowed
through a COP, Mr. Czajkowski said that one series of bond could be
made to have an earlier prepayment right, or a series of the lease
could be taken to allow for a prepayment of up to a certain amount.
Regarding this possible scenario, Attorney Sliney reminded that the
Town, in any event, would be the ultimate guarantor.
Concluding discussion, the Commission first voted on the project
itself upon MOTION by Vice Mayor Rand/Commissioner Augenstein:
THE TOWN COMMISSION APPROVES THE PROPOSED
RENOVATION/EXPANSION PROJECT OF THE TOWN HALL
COMPLEX.
Roll call met with unanimous favorable vote.
Before the next Motion was called for, Vice Mayor Rand stated for
the record that he was uncomfortable with the COP method and
personally favored going to referendum, saying he felt the
townspeople should decide whether or not the Commission should
spend $1 million on this project. Vice Mayor Rand said that while
he thought the $350,000 spending limitation set forth in the
• Town Commission
Special Meeting - Minutes
July 23, 1996 Page 4 of 6
Charter was unfortunate and foolhardy, nevertheless it was a law
that Mr. Schoech had advised was enforceable by any resident of the
Town who might question the Town's actions in this regard.
The Vice Mayor said he felt it would be a sad state of affairs if
the townspeople failed to see the merit of the project; however, it
was the Commission's obligation to educate and convince them that
they should support the project, as it made a great deal of sense.
Commissioner Reid stated for the record that he supported the COP
method of funding as presented.
Mayor Voress said a case could be made for either approach;
however, having been elected to represent their fellow citizens and
being closer to the issues than the general citizenry by virtue of
dealing with them, the Commission is at the point where it must be
acknowledged that they have looked at the issue and made a decision
relative to what they think is best for the Town. And, the Mayor
added, if the townspeople don't like that decision, then they have
the right to elect a new set of officials to more appropriately
address the issues that they think represent their interests.
Further, Mayor Voress said while he completely understood Vice
• Mayor Rand's sentiments, he thought not waiting for a referendum
would be a more expeditious decision, with the townspeople being
asked for their support as they are made aware of the dilemma the
Commission had faced in this regard.
Commissioner Augenstein referred to the possibility of a referendum
being defeated, thus necessitating housing the Police Department,
now located in temporary quarters, in what is now Library space.
He asked that serious thought be given to the fate of the Library
if this should happen and, noting its popularity, the Commissioner
suggested that it would be best to ensure the Library remains
intact as it now enjoyed by so many residents. Therefore,
Commissioner Augenstein said that because the townspeople look to
it for guidance, he felt the Commission should make the ultimate
decision in this regard. Commissioner Augenstein then stated he
was in favor of the COP approach to the project.
Commissioner Eypel said that while he, too, understood Vice Mayor
Rand's position, he reminded that when the Police Department was
displaced to a trailer in order to renovate the new fire station,
and the Library Foundation was created, these actions supported at
least the Commission's intention to do something in the way of
renovation/expansion of the municipal complex. Therefore,
Commissioner Eypel said he supported the COP method of funding, as
in his opinion the die had been cast and he perceived the need to
proceed as quickly as possible.
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• Town Commission
Special Meeting - Minutes
Julv 23, 1996 Page 5 of 6
Speaking to the real possibility of facing huge problems if a
referendum failed, including displacing the Library in order to
house the Police Department, Commissioner Reid reiterated his
favorable position toward the COP method of funding.
Ending discussion on the merits of going to referendum versus
employing a Certificates of Participation method, the Commission
voted on the funding approach for the project upon MOTION by
Commissioner Reid/Commissioner Eypel:
THE TOWN COMMISSION MOVES TO PROCEED WITH THE
RENOVATION/EXPANSION PROJECT OF THE MUNICIPAL
COMPLEX WITHOUT A REFERENDUM.
Roll call vote was as follows:
Commissioner Eype1.........Aye
Commissioner Augenstein....Aye
Commissioner Reid..........Aye
Vice Mayor Rand............Nay
Mayor Voress ...............Aye
• The following Motion was then made by Commissioner
Reid/Commissioner Augenstein:
THE TOWN COMMISSION DIRECTS THE TOWN MANAGER
TO INVESTIGATE THE PROCEDURES NECESSARY FOR
THE TOWN TO ENGAGE IN A CERTIFICATES OF
PARTICIPATION FUNDING METHOD FOR THE
RENOVATION/EXPANSION PROJECT OF THE MUNICIPAL
COMPLEX.
Roll call vote was as follows:
Commissioner Augenstein....Aye
Commissioner Reid..........Aye
Commissioner Eypel.........Aye
Vice Mayor Rand............Nay
Mayor Voress ...............Aye
At this time, Vice Mayor Rand requested to clarify his position for
the record. He said he was totally in favor of the project and had
no objection to it, having made the Motion to approve it. However,
the Vice Mayor stated he did object to the way the Commission was
going about it and said he felt a referendum would be approved if
the need for the project was made clear to the voters.
• Brief discussion followed, which included making the voting public
aware of why the Commission voted to approve COP funding and the
• Town Commission
Special Meeting - Minutes
July 23, 1996 Paae 6 of 6
length of funding time being possibly reduced to 10 years rather
than the Financial Advisory Board's recommendation of 15 years.
There being no further business to come before the Commission at
this time, the Special Meeting was adjourned by Mayor Voress at
3:00 P.M. upon Motion by Commissioner Reid/Commissioner Eypel.
dmt
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Arlin G. Voress, Mayor
i~~2~~ ~~ ~ C.=._ '
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John F. Rand, Vice Mayor
Arthur Eypel,~ om issioner
David Augenst Commissioner
.-- ~
Thomas J. Reid, Commissioner
Attest : ~-- ~-
Date : / ~~- ~~